We Protect Your
Freedom And Your Future

Our Philadelphia criminal lawyers have over 25 years
of combined legal practice – handling some of the
toughest cases in the country.

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SKA Law is a premier, Philadelphia criminal defense law firm, founded by professional criminal attorneys. We take on cases other law firms turn down, because we know how to fight – and when to negotiate. Our goal is to get you the best outcome possible. No fluff. No nonsense. Our focus is results.

Criminal Lawyers

Fewer Clients. Better Service And Results

SKA Law takes on fewer clients than other firms – it’s because we believe that taking on fewer clients means we can provide more service, and better results.

25 Years Of Legal Practice

Our firm has over 25 years of combined legal practice. Our Philadelphia criminal attorneys have been recognized by the top lawyer ranking services.

24/7 Customer Service

Our Philadelphia criminal attorneys are available 24/7- regardless of the holiday, or time of week. We are always available to help you.

Concierge Service

We take on fewer clients than other firms. Each client works 1:1 on with one of our senior attorneys.

Philadelphia SEC Subpoenas Lawyers

What You Should Know About SEC Subpoenas | Philadelphia SEC Subpoenas Lawyers
Receiving a subpoena from the Securities and Exchange Commission (SEC) is typically because they believe you can either provide information that’s relevant to an investigation on someone else or because you are being investigated. In many instances, the notice will provide sufficient details relevant to the circumstances. However, sometimes the details concerning the matter being investigated are not abundantly clear. It may be initially difficult to ascertain if you are the subject of the investigation and the severity of the matter.

An SEC investigation has the potential to result in civil and criminal charges. Subsequently, it’s important that you contact a Philadelphia SEC subpoena lawyer for guidance through the process as soon as you are served. Your initial response can be detrimental, especially given the extensive amount of documents that are often requested by the SEC. Responding to an SEC request should occur in consultation with an experienced Philadelphia SEC subpoena lawyer that can provide counsel regarding your rights in the matter.

Role of the SEC

The primary role of the SEC is to regulate the financial industry. It’s a federal agency that is responsible for overseeing securities brokers and dealers, investment advisors, securities exchanges, and mutual funds. They protect investors against fraud and ensure public companies provide disclosure for information that’s related to the market. The SEC also investigates issues of non-compliance, such as the possible violation of securities laws. The SEC can file civil charges and submit their findings to prosecutors for the purpose of filing criminal charges.

About Subpoenas

A subpoena is when a court orders a person to provide the information requested. A subpoena is typically issued when enough evidence and information has been gathered that a formal investigation is warranted. This can be in the form of a testimony or by producing the documents requested. There’s also a chance that other types of evidence will be requested in a subpoena.

Responding to an SEC Subpoena

Responding to an SEC subpoena is something that should not be taken lightly and should only be done in consultation with a Philadelphia SEC subpoena lawyer. There are many important considerations. For instance, concealing documents or being dishonest can have serious consequences. Similarly, ignoring a subpoena could cause you to be in contempt of court, which could result in fines or jail time. While it’s important that you respond to an SEC subpoena, you should not do so casually.

It’s important that you understand your rights regarding an SEC subpoena. You must also know the different options that are available to you, such as the right to object. There are different reasons why someone would object to a subpoena. However, the SEC can still enforce the subpoena after an objection is made. Challenging the response of the SEC will require the knowledge and expertise of a Philadelphia SEC subpoena lawyer. There are many possible exceptions that can be made for a variety of reasons, such as the information requested being incriminatory or privileged. A lawyer can walk you through this process.

In the event that you are asked to provide a testimony as opposed to providing documents, it’s imperative that you have a Philadelphia SEC subpoena lawyer present during the testimony. You need a lawyer available that can answer any questions that you have and provide counsel to ensure you communicate with clarity during your testimony. You must always remember that truthfulness is critical whenever you provide information in response to an SEC subpoena. A Philadelphia SEC subpoena lawyer can help to ensure you are prepared and able to provide informed responses.

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Testimonials

"I found Michael Kotik via the internet with the hope by someone to help my son in what we thought was something routine. Long story short after being mislead by the prior firm and received no results and my son sat for 18 months in prison because "no one knew what was going on" Michael was able to not only..."
~ Michelle Doria
"I had a pleasure of dealing with Mike on couple of occasions. He is an amazing attorney. He always came through and did what was promised. Also he went above and beyond to assist with any request. He is definitely a fighter and will do what is needed to come out with the best outcome"
~ Ella Shapiro

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Philadelphia

1518 Walnut Street st 808, Philadelphia, PA 19102

(267)-265-4553

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Philadelphia

1518 Walnut Street st 808, Philadelphia, PA 19102

800-646-6048

Get Directions

Philadelphia

1518 Walnut Street st 808, Philadelphia, PA 19102

800-646-6048

Get Directions

Philadelphia

1518 Walnut Street st 808, Philadelphia, PA 19102

800-646-6048

Get Directions